Hearing
Voices
The
Experience of Online Public Consultations and Discussions in UK Governance
By
Dr Stephen Coleman
with Nicola Hall and Milica
Howell
Government is
now in the business of listening to people – and being seen to hear what they
say. The OECD report on
Citizens As Partners observed that,
‘Highly educated, well-informed citizens expect governments to take their views
and knowledge into account when making decisions’, and outlines five reasons for
governments strengthening their relationships with
citizens:
·
Improve the
quality of policy, by
allowing governments to tap wider sources of information, perspectives, and
potential solutions in order to meet the challenges of policy-making under
conditions of increasing complexity, policy interdependence and time
pressures.
·
Meet the
challenges of the emerging information society, to prepare for
greater and faster interactions with citizens and ensure better knowledge
management.
·
Integrate public
input into the policy-making process, in order to meet
citizens’ expectations that their voices be heard and their views be considered
in decision-making by government.
·
Respond to calls
for greater government transparency and accountability, as public and
media scrutiny of government actions increases and standards in public life are
codified and raised.
·
Strengthen public
trust in government and
reverse the steady erosion of voter turnout in elections, falling membership in
political parties and surveys showing declining confidence in key public
institutions.[i]
These are worthy aims, but how
can they be achieved? It is one thing for governments to say that they are
listening, but another for them to actually listen, hear and learn. It is
relatively easy to call for a public debate in which all arguments and all
voices are heard, but quite another to stimulate the kind of public deliberation
that can invigorate democratic decision-making. For many, the rise of interactive,
digital media such as e-mail and the internet heralded a new age of democracy
where the people’s voice would be dominant. From the mid-1990s onwards a number
of experimental exercises were established using the internet to connect the
public voice to democratic policy-making. Blumler and Coleman identified seven
benefits of online civic engagement:
E-democracy
presents opportunities to strengthen and add value to representative democracy,
but not to replace it. Opportunities, but not guarantees. E-democracy
initiatives must be carefully designed and managed if they are to be of genuine
use to the democratic process, rather than simple novelty value. Specific
dangers to be avoided in such initiatives are social exclusivity, tokenism and
technocracy.
1)
The
internet is at the moment a socially exclusive medium. Projects should not be
built around the assumption that people own their own computers and can access
the internet in their homes. The internet is also a largely monolingual medium.
In a multilingual society such as the UK, efforts need to be made to provide
content that can be understood by everyone.
2)
A second
pitfall of some e-democracy efforts has been a tendency to invite the public to
participate online and then to ignore them.
3)
A third
danger of any new technology is that it becomes technocratically dominated. The
agenda for e-democracy must be set by people who want a more effective
democracy, not by those who want to create bigger text files or snazzier online
graphics.
Where are we
now?
Five years ago
e-democracy was regarded as a largely speculative experiment. Today governments
are taking e-democracy seriously. The UK Government has published a policy for
the promotion of e-participation. The UK Parliament’s Information Committee has
reported that online consultation fora ‘can significantly enhance the work of
the House, if conducted with care’.[iii]
The Scottish Parliament has run many online consultations (some of which are
examined in this report) and is committed in principle to using the internet to
make it an open and accessible legislature.
Policy is one
thing, practice is another. The declarations of policy intent generally exceed
the practical experience in e-participation gained so far by governments and
legislatures. Nonetheless, there is a need for rigorous evaluation of what has
been done so far, both at a governmental and parliamentary level. The aim of
this report is to evaluate e-consultations run by UK Government Departments, the
Hansard Society on behalf of the UK Parliament, the Scottish Parliament, the
National Assembly for Wales and the Scottish Executive. The evaluation was
conducted under the following headings:
i) Targeting
and recruitment
ii) Who
participated?
iii) The
nature of online talk
a)
Message
Relevance
b)
Message
Quality
c)
Participant
Interaction and Community-Building
d)
Aim of
messages
iv)
Moderation policies
v) Government
Responsiveness
(Full
evaluation of nine online consultations and discussions is contained in the
publication available from hansard@hansard.lse.ac.uk)
Citizenspace
– an experiment in e-democracy
UK Online is the
Government’s central information portal. The Citizenspace section of UK Online was
designed to enable citizens to enter into an interactive relationship with
Government. Within Citizenspace,
users can access a register of current government consultations. In order to
evaluate Citizenspace as a forum for
public deliberation, 50 messages were selected as a sample from eight of the
discussion topics. A series of threads were selected at random. The seed message
of each selected thread and all its corresponding replies were selected for
content analysis.
We began by
testing the flow of the messages: Were people listening and talking to each
other or ignoring and talking across each other? The results demonstrated a reasonable
level of interaction between the participants and logical progression of the
threads. The number of words in each message was measured. This provided some
indication of the depth of the discussions and the extent to which people were
developing longer arguments. The results suggested a low level of argument
development, more typical of an online chat room than a forum for policy
deliberation. The quality of
messages was coded, using variables similar to those in the previous section..
One factor that seems overwhelmingly to be the case in UK Online is the
negativity of many of the comments. Was this negativity a reflection of a broad
public mood or of a few people who dominated the forum? A sample of 300 messages
from three of the discussion threads was analysed. The results demonstrated that
the forum was overwhelmingly dominated by regular, frequent posters.
A fundamental
weakness of Citizenspace concerned
the lack of responsiveness. As this is a Government site there is an assumption
– once explicit, now implicit – that the Government is listening to what is
being said. There are three ways that Government could appear to be listening to
what is going on: 1) there could be
periodic responses from Government Departments to comments raised on the
site; 2) there could be regular
summaries of comments made on the site, presented to Departments and published
online; 3) the moderators, acting on behalf of the Government, could respond to
some messages, especially when specific questions are raised.
None of the above happened in the case of the Citizenspace fora.
The disastrous
policy of ‘silent’ moderation prevented the moderators from either responding to
direct questions or explaining why they were not responding. The moderators, an
independent company appointed by the Cabinet Office, were seen by users as
arrogant and unlistening. Furthermore, in deciding a policy of never responding
to any comments, the moderators are unable to explain their operational
management of the site, so there is no proactive attempt to steer the
discussion, appeal for better behaviour by participants or explain deletions of
messages.
Ultimately, the
Citizenspace experiment lacked a
clear purpose or connection to Government policy-making. For a handful of
enthusiasts it provided an outlet for ill-informed opinion, prejudice and abuse.
For most users, it held out the promise of interaction with Government, but
proved to be a one-way street leading nowhere.
(Full
evaluation of the Citizenspace experiment is contained in the publication
available from hansard@hansard.lse.ac.uk)
Commbill.net – an experiment in law-making
online
In May 2002
a Joint
Committee was established by orders of both Houses of Parliament to consider and
report on the draft Communications Bill. The Committee was required to agree its
final Report by August 7. The Committee introduced two important
innovations:
(Full
details of this innovative online consultation, including the views of Committee
members and forum participants, are contained in the publication available from
hansard@hansard.lse.ac.uk)
Practical criteria for future online
consultations and discussions
·
Purpose – create a purpose for the deliberations
(a role within government or parliamentary consultation procedure), which adds
value for both citizens and policy- making.
·
Responsiveness – provide a feedback mechanism to the
users.
·
Provide a list of key questions or
starting points to trigger debate in specific areas – these should be set by parliamentary
committees or Government departments during consultation periods on specific
issues.
·
Transparent moderation – always forewarn users when a comment
is removed, and offer a chance to re-submit the amended message. Make the rules
of engagement and all moderator decisions transparent.
·
Active moderation – consultations and discussions benefit
from proactive moderation: ‘the moderator as participant’. Moderators should
post messages asking questions, probing, taking on a role as ‘seminar
leader’ rather than invigilator or referee. Positive interruptions (such as
giving additional information, newspaper articles, links to relevant web sites)
should be encouraged and welcomed. The moderator should aim to build a rapport
with all users, so that no single participant or group of participants dominates
the discussion and new entrants feel secure and confident to enter the
discussion. Promoting an inclusive atmosphere is vital.
·
Guest moderation – invite representatives from Parliament
or Government departments to moderate relevant discussions. The presence of a
moderator as a ‘real person’ enhances the quality of the discussions, encourages
more ‘civilised’ deliberation and allows greater control over the direction of
the discussion.
·
Detailed registration and
recruitment – use of a
more detailed registration procedure will allow targeting of specific groups of
users who may have relevant experience or knowledge in specific consultation
areas or subjects. Not all participants will be able to participate in all
topics, but instead target specific people for specific issues. Registration
procedures should include an ‘areas of personal interest’ field; targeted
e-mails can then be sent to groups of people with similar interests (e.g. people
interested in consultations on health issues).
·
Thread sequence – the discussion topic order should
change according to which topic was used most recently. This would direct people
to participate in current discussions and build a dialogue flow.
·
Summaries – weekly discussion summaries should be
posted on the site, so that new users do not need to read all messages to find
out what has been said. These summaries will help prevent old ground being
re-visited, fertilise the debate, keep lapsed users up-to-date and trigger
re-entry. An archive of all previous summaries should be kept on the
site.
·
E-mail summaries – e-mail weekly updates and summaries to
those who request them or who have demonstrated interest in an area.
·
Partnerships - Work with nationally networked
partners and smaller local groups to gain ideas for discussion topics and
request evidence for the consultations.
·
Local government - Take a targeted approach to working
with local government. Link the online consultation into local projects. Inform
all local government as soon as the
details of the consultation are fixed and try to link into local scale projects
in various areas.
·
MPs’ and civil service
role – Clearly define
role of Parliament, MPs and Government departments. Agreement needs to be
reached about the level of involvement each player will contribute. Suggest that
different players with different interests take on a particular section of the
site (a specific thread) and monitor it, place comments etc.
·
Web links – Create links to as many
relevant web sites as possible: governmental, parliamentary, community,
e-democracy, educational and media web sites; relevant information sites such as
helplines, charities and citizens’ advice bureaux. This provides a value-added
service to users and will facilitate a more informed debate. Offer ‘click-
throughs’ to specially created information (such as ‘How does policy-making
work?’ ‘How can my participation help me and help the government?’) and links to
other sites.
·
Research versus
questionnaires - Balance
the need to collect data about participants with the chance of putting them off
with a lengthy form. Develop a compromise between these two poles based on
extended conversations and advice from various community workers on how best to
word any participant survey.
·
Reminder e-mails and SMS - Use reminder e-mails and SMS messages
with a “click- through” to the web site at regular intervals during the
consultation (weekly and when important events occur.
·
Disabilities – Adopt as far as possible the RNIB
guidelines on how to make web sites more usable for people with sight deficits
(for example specific font sizes and background colours). Take advice from
various groups working with disability issues to make the site as user-friendly
as possible.
·
Help section – provide a thorough, user-friendly
‘help’ section, which gives ideas about participating as well as how to
physically use the site (e.g. Q&A on ‘what should I write?’ ‘how much should
I write?’[iv]:
REFERENCES
[i] Citizens As Partners: Information, Consultation and Public Participation in Policy-Making, OECD, 2001, pp.19-20
[ii] Blumler, J.G. and Coleman, S., Realising Democracy Online: A Civic Commons in Cyberspace, IPPR/Citizens Online, 2001
[iii] Information Select Committee Report, Vol 3, Draft Principles: Fleshing Out the Details, paragraph 47
[iv] These are taken from recommendations in Coleman and Normann, New Media & Social Inclusion Coleman and Normann (2000) and Hall, N., Building Digital Bridges (2001), both published by the Hansard Society.
Hearing Voices: The
experience of online public consultations and discussions in UK
governance (ISBN 0 900432 81 0) is
available, price £10, from hansard@hansard.lse.ac.uk